SEC Form 4 · accession 0001026608-17-000011
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Mar 6, 2017
Accepted (ET)
Mar 27, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 300 | $14.93 | A | 305,806 | D | |
| Common Stock | Mar 6, 2017 | S | 300 | $24.94 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 100 | $14.93 | A | 305,606 | D | |
| Common Stock | Mar 8, 2017 | S | 100 | $24.77 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 200 | $14.93 | A | 305,706 | D | |
| Common Stock | Mar 8, 2017 | S | 200 | $25.10 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 300 | $14.93 | A | 305,806 | D | |
| Common Stock | Mar 8, 2017 | S | 300 | $24.90 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 300 | $14.93 | A | 305,806 | D | |
| Common Stock | Mar 8, 2017 | S | 300 | $24.85 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 300 | $14.93 | A | 305,806 | D | |
| Common Stock | Mar 8, 2017 | S | 300 | $24.80 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 304 | $14.93 | A | 305,810 | D | |
| Common Stock | Mar 8, 2017 | S | 304 | $24.75 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 400 | $14.93 | A | 305,906 | D | |
| Common Stock | Mar 8, 2017 | S | 400 | $25.05 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | M | 400 | $14.93 | A | 305,906 | D | |
| Common Stock | Mar 8, 2017 | S | 400 | $25.00 | D | 305,506 | D | |
| Common Stock | Mar 13, 2017 | M | 7 | $14.93 | A | 305,513 | D | |
| Common Stock | Mar 13, 2017 | S | 7 | $25.11 | D | 305,506 | D | |
| Common Stock | Mar 13, 2017 | M | 100 | $14.93 | A | 305,606 | D | |
| Common Stock | Mar 13, 2017 | S | 100 | $25.23 | D | 305,506 | D | |
| Common Stock | Mar 13, 2017 | M | 210 | $14.93 | A | 305,716 | D | |
| Common Stock | Mar 13, 2017 | S | 210 | $25.14 | D | 305,506 | D | |
| Common Stock | Mar 13, 2017 | M | 493 | $14.93 | A | 305,999 | D | |
| Common Stock | Mar 13, 2017 | S | 493 | $25.10 | D | 305,506 | D | |
| Common Stock | Mar 13, 2017 | M | 1,500 | $14.93 | A | 307,006 | D | |
| Common Stock | Mar 13, 2017 | S | 1,500 | $25.10 | D | 305,506 | D | |
| Common Stock | Mar 13, 2017 | M | 3,390 | $14.93 | A | 308,896 | D | |
| Common Stock | Mar 13, 2017 | S | 3,390 | $25.10 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $14.93 | Mar 6, 2017 | M | 300 | D | Jun 13, 2011 | Jun 12, 2017 | Common Stock | 300 | 308,404 | D |
| Employee Stock Option | $14.93 | Mar 8, 2017 | M | 2,304 | D | Jun 13, 2011 | Jun 12, 2017 | Common Stock | 2,304 | 306,100 | D |
| Employee Stock Option | $14.93 | Mar 13, 2017 | M | 5,700 | D | Jun 13, 2011 | Jun 12, 2017 | Common Stock | 5,700 | 300,400 | D |