SEC Form 4 · accession 0001026608-17-000010
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Mar 10, 2017
Accepted (ET)
Mar 10, 2017 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 630 | $14.93 | A | 306,136 | D | |
| Common Stock | Mar 7, 2017 | D | 630 | $24.75 | D | 305,506 | D | |
| Common Stock | Mar 8, 2017 | D | 1,066 | $14.93 | A | 306,572 | D | |
| Common Stock | Mar 8, 2017 | D | 72 | $25.08 | D | 306,500 | D | |
| Common Stock | Mar 8, 2017 | D | 994 | $24.94 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $14.93 | Mar 7, 2017 | M | 630 | D | Jun 13, 2011 | Jun 12, 2017 | Common Stock | 630 | 309,770 | D |
| Employee Stock Option | $14.93 | Mar 8, 2017 | M | 1,066 | D | Jun 13, 2011 | Jun 12, 2017 | Common Stock | 1,066 | 308,704 | D |