SEC Form 4 · accession 0001026608-16-000126
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richmond Y Holden Jr.
Director
Period of report
Nov 3, 2016
Accepted (ET)
Nov 9, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | M | 1,922 | $13.61 | A | 17,622 | D | |
| Common Stock | Nov 3, 2016 | D | 1,922 | $21.85 | D | 15,700 | D | |
| Common Stock | Nov 3, 2016 | M | 2,010 | $11.63 | A | 17,710 | D | |
| Common Stock | Nov 3, 2016 | D | 2,010 | $21.85 | D | 15,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $13.61 | Nov 3, 2016 | M | 1,922 | D | Apr 22, 2008 | Apr 21, 2018 | Common Stock | 1,922 | 28,750 | D |
| Employee Stock Option | $11.63 | Nov 3, 2016 | M | 2,010 | D | Apr 20, 2010 | Apr 19, 2020 | Common Stock | 2,010 | 26,740 | D |