SEC Form 4 · accession 0001026608-16-000123
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 40,000 | $9.77 | A | 346,802 | D | |
| Common Stock | Oct 28, 2016 | D | 40,000 | $21.10 | D | 306,802 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.77 | Oct 28, 2016 | M | 40,000 | D | Mar 1, 2016 | Mar 1, 2020 | Common Stock | 40,000 | 310,400 | D |