SEC Form 4 · accession 0001026608-16-000119
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Sep 2, 2016
Accepted (ET)
Sep 2, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 10,000 | $9.50 | A | 316,802 | D | |
| Common Stock | Aug 22, 2016 | D | 10,000 | $20.45 | D | 306,802 | D | |
| Common Stock | Sep 1, 2016 | M | 15,000 | $9.50 | A | 321,802 | D | |
| Common Stock | Sep 1, 2016 | D | 15,000 | $20.62 | D | 306,802 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.50 | Aug 22, 2016 | M | 10,000 | D | Aug 10, 2015 | Aug 9, 2021 | Common Stock | 10,000 | 365,400 | D |
| Employee Stock Option | $9.50 | Sep 1, 2016 | M | 15,000 | D | Aug 10, 2015 | Aug 9, 2021 | Common Stock | 15,000 | 350,400 | D |