SEC Form 4 · accession 0001026608-16-000102
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Olschan
Officer — Pres, Chief Operations Officer · Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | M | 11,357 | $9.77 | A | 50,933 | D | |
| Common Stock | May 4, 2016 | D | 11,357 | $17.95 | D | 39,576 | D | |
| Common Stock | May 5, 2016 | M | 15,000 | $15.15 | A | 54,576 | D | |
| Common Stock | May 5, 2016 | D | 15,000 | $17.47 | D | 39,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.77 | May 4, 2016 | M | 11,357 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 11,357 | 238,499 | D |
| Employee Stock Option | $15.15 | May 5, 2016 | M | 15,000 | D | Aug 1, 2007 | Jul 30, 2016 | Common Stock | 15,000 | 223,499 | D |