SEC Form 4 · accession 0001026608-16-000088
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Olschan
Officer — Pres, Chief Operations Officer · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 9, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 174 | $9.77 | A | 39,750 | D | |
| Common StockF1 | Mar 7, 2016 | S | 174 | $17.50 | D | 39,576 | D | |
| Common Stock | Mar 8, 2016 | M | 1 | $9.77 | A | 39,577 | D | |
| Common StockF1 | Mar 8, 2016 | S | 1 | $17.50 | D | 39,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.77 | Mar 7, 2016 | M | 174 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 174 | 249,857 | D |
| Employee Stock Option | $9.77 | Mar 8, 2016 | M | 1 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 1 | 249,856 | D |
Explanation of responses
- F1The sale of shares of Common Stock reported in Table I, above, was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 24, 2015