SEC Form 4 · accession 0001026608-15-000080
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Olschan
Officer — Pres, Chief Operations Officer · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 17, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 3,000 | $9.77 | A | 42,896 | D | |
| Common StockF1 | Dec 10, 2015 | S | 3,000 | $17.50 | D | 39,576 | D | |
| Common Stock | Dec 14, 2015 | M | 2,508 | $9.77 | A | 42,084 | D | |
| Common StockF1 | Dec 14, 2015 | S | 2,508 | $17.53 | D | 39,576 | D | |
| Common Stock | Dec 15, 2015 | M | 1 | $9.77 | A | 39,577 | D | |
| Common StockF1 | Dec 15, 2015 | S | 1 | $17.50 | D | 39,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.77 | Dec 10, 2015 | M | 3,000 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 3,000 | 252,541 | D |
| Employee Stock Option | $9.77 | Dec 14, 2015 | M | 2,508 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 2,508 | 250,033 | D |
| Employee Stock Option | $9.77 | Dec 15, 2015 | M | 1 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 1 | 250,032 | D |
Explanation of responses
- F1The sale of shares of Common Stock reported in Table I, above, was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 24, 2015