SEC Form 4 · accession 0001026608-15-000068
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Olschan
Officer — Pres, Chief Operations Officer · Director
Period of report
Oct 15, 2015
Accepted (ET)
Oct 15, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2015 | M | 320 | $9.77 | A | 39,896 | D | |
| Common StockF1 | Oct 9, 2015 | S | 320 | $18.25 | D | 39,576 | D | |
| Common Stock | Oct 13, 2015 | M | 1,973 | $9.77 | A | 14,549 | D | |
| Common StockF1 | Oct 13, 2015 | S | 1,973 | $18.25 | D | 39,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.77 | Oct 9, 2015 | M | 320 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 320 | 257,514 | D |
| Employee Stock Option | $9.77 | Oct 13, 2015 | M | 1,973 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 1,973 | 255,541 | D |
Explanation of responses
- F1The sale of shares of Common Stock reported in Table I, above, was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 4, 2015.