SEC Form 4 · accession 0001026608-15-000046
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Jun 29, 2015
Accepted (ET)
Jul 6, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2015 | M | 35 | $15.15 | A | 318,687 | D | |
| Common Stock | Jun 19, 2015 | S | 35 | $18.50 | D | 318,652 | D | |
| Common Stock | Jun 29, 2015 | M | 3 | $15.15 | A | 318,655 | D | |
| Common Stock | Jun 29, 2015 | S | 3 | $18.50 | D | 318,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $15.15 | Jun 19, 2015 | M | 35 | D | Jul 31, 2007 | Jul 31, 2016 | Common Stock | 35 | 389,424 | D |
| Employee Stock Option | $15.15 | Jun 29, 2015 | M | 3 | D | Jul 31, 2007 | Jul 31, 2016 | Common Stock | 3 | 389,421 | D |