SEC Form 4 · accession 0001026608-15-000011
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Mar 13, 2015
Accepted (ET)
Mar 20, 2015 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 3,000 | $15.65 | A | 326,720 | D | |
| Common Stock | Mar 16, 2015 | S | 3,000 | $18.50 | D | 323,720 | D | |
| Common Stock | Mar 17, 2015 | M | 2,185 | $15.65 | A | 325,905 | D | |
| Common Stock | Mar 17, 2015 | S | 2,185 | $18.50 | D | 323,720 | D | |
| Common Stock | Mar 18, 2015 | M | 30 | $15.65 | A | 323,750 | D | |
| Common Stock | Mar 18, 2015 | S | 30 | $18.50 | D | 323,720 | D | |
| Common Stock | Mar 20, 2015 | M | 1,219 | $15.65 | A | 324,939 | D | |
| Common Stock | Mar 20, 2015 | S | 1,219 | $18.25 | D | 323,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $15.65 | Mar 16, 2015 | M | 3,000 | D | Apr 28, 2009 | Apr 28, 2015 | Common Stock | 3,000 | 393,162 | D |
| Employee Stock Option | $15.65 | Mar 17, 2015 | M | 2,185 | D | Apr 28, 2009 | Apr 28, 2015 | Common Stock | 2,185 | 390,977 | D |
| Employee Stock Option | $15.65 | Mar 18, 2015 | M | 30 | D | Apr 28, 2009 | Apr 28, 2015 | Common Stock | 30 | 390,947 | D |
| Employee Stock Option | $15.65 | Mar 20, 2015 | M | 1,219 | D | Apr 28, 2009 | Apr 28, 2015 | Common Stock | 1,219 | 389,728 | D |