SEC Form 4 · accession 0000950103-26-010302
Securitize Corp. · SECZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Bradford Stephens
Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 8:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002094496
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Jul 1, 2026 | A | 1,685,957 | — | A | 1,685,957 | I | Blockchain Capital III Digital Liquid Venture Fund, L.P. |
| Common SharesF1,F4,F3 | Jul 1, 2026 | A | 7,154,134 | — | A | 7,154,134 | I | Blockchain Capital IV, LP |
| Common SharesF1,F5,F2,F3 | Jul 1, 2026 | A | 1,430,804 | — | A | 1,430,804 | I | Blockchain Capital Parallel IV, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares of Securitize Corp. ("Issuer", and such shares, "Common Shares") received in exchange for shares of common stock of Securitize, Inc. ("Securitize", and such shares, "Securitize Common Shares") in connection with the mergers (the "Mergers") contemplated by that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). The Mergers were consummated on July 1, 2026. On July 1, 2026, Issuer changed its name to Securitize Corp. from Securitize Holdings, Inc.
- F2The number reported also includes 72,139 restricted Common Shares that may become earned and delivered pursuant to the earnout provided for in the Business Combination Agreement (the "Earnout Shares"). The Earnout Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers and ending on July 1, 2031 (the "Earnout").
- F3The general partner of each of Blockchain Capital III Digital Liquid Venture Fund, LP, Blockchain Capital IV, LP, and Blockchain Capital Parallel IV, LP (collectively, the Blockchain Capital Funds) is BC III DLVF GP, LLC or Blockchain Capital IV GP, LLC, as applicable (the "Blockchain GP Entities"). The managing member of each Blockchain GP Entity is Blockchain Capital, LLC. Blockchain Capital, LLC is jointly managed by Brad Stephens and P. Bartlett Stephens, who share voting and dispositive power with respect to the securities held by the Blockchain Capital Funds. Accordingly, the reporting person may be deemed to have indirect voting and dispositive power over the securities held by the Blockchain Capital Funds. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The address for Blockchain Capital, LLC is 600 Montgomery St, Fl 35, San Francisco, CA, 94111.
- F4The number reported also includes 306,112 Earnout Shares that may become earned and delivered pursuant to the Earnout.
- F5The number reported also includes 61,221 Earnout Shares that may become earned and delivered pursuant to the Earnout.