SEC Form 4 · accession 0000950103-26-010300
Securitize Corp. · SECZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Wilson Redfearn
Officer — President · Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 8:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002094496
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jul 1, 2026 | A | 92,850 | — | A | 92,850 | D | |
| Common SharesF3 | Jul 1, 2026 | A | 11,918 | $0.00 | A | 104,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4,F5 | $1.12 | Jul 1, 2026 | A | 44,439 | A | — | Oct 15, 2035 | Common Shares | 44,439 | 44,439 | D |
| Stock Options (Right to Buy)F4,F5 | $0.38 | Jul 1, 2026 | A | 222,197 | A | — | Sep 29, 2031 | Common Shares | 222,197 | 222,197 | D |
Explanation of responses
- F1Represents common shares of Securitize Corp. ("Issuer", and such shares, "Common Shares") received in exchange for shares of common stock of Securitize, Inc. ("Securitize", and such shares, "Securitize Common Shares") in connection with the mergers (the "Mergers") contemplated by that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). On July 1, 2026, Issuer Changed its name to Securitize Corp from Securitize Holdings, Inc.
- F2The Mergers were consummated on July 1, 2026. The number reported also includes 3,972 restricted Common Shares that may become earned and delivered pursuant to the earnout provided for in the Business Combination Agreement (the "Earnout Shares"). The Earnout Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers and ending on July 1, 2031 (the "Earnout").
- F3Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize Common Stock in connection with the Mergers.
- F4As of July 1, 2026, these options were unvested and will vest 25% on 10/15/2026 and in 6.25% quarterly installments thereafter.
- F5As of July 1, 2026, these options were vested and exercisable.