SEC Form 4 · accession 0001628280-26-046680
Honeywell Aerospace Inc. · HONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Elizabeth Arlak
Officer — SVP and CHRO
Period of report
Jun 29, 2026
Accepted (ET)
Jul 1, 2026 · 8:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002089271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,607 | D | ||
| Common StockF1,F2 | holding | — | — | — | 0 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | — | Jun 29, 2026 | A | 3,420 | A | — | — | Common Stock | 3,420 | 3,420 | D |
| Restricted Stock UnitsF5,F3,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 746 | 746 | D |
| Restricted Stock UnitsF5,F3,F6,F8 | — | holding | — | — | — | — | — | Common Stock | 746 | 746 | D |
| Restricted Stock UnitsF5,F3,F6,F9 | — | holding | — | — | — | — | — | Common Stock | 1,690 | 1,690 | D |
| Restricted Stock UnitsF5,F3,F6,F10 | — | holding | — | — | — | — | — | Common Stock | 724 | 724 | D |
| Restricted Stock UnitsF5,F3,F6,F11 | — | holding | — | — | — | — | — | Common Stock | 898 | 898 | D |
| Employee Stock Options (right to buy)F6,F12 | $108.68 | holding | — | — | — | — | Feb 27, 2027 | Common Stock | 3,794 | 3,794 | D |
| Employee Stock Options (right to buy)F6,F12 | $135.10 | holding | — | — | — | — | Feb 26, 2028 | Common Stock | 3,103 | 3,103 | D |
| Employee Stock Options (right to buy)F6,F12 | $140.03 | holding | — | — | — | — | Feb 25, 2029 | Common Stock | 3,410 | 3,410 | D |
| Employee Stock Options (right to buy)F6,F12 | $164.27 | holding | — | — | — | — | Feb 13, 2030 | Common Stock | 3,429 | 3,429 | D |
| Employee Stock Options (right to buy)F6,F12 | $184.06 | holding | — | — | — | — | Feb 11, 2031 | Common Stock | 2,516 | 2,516 | D |
| Employee Stock Options (right to buy)F6,F12 | $172.26 | holding | — | — | — | — | Feb 10, 2032 | Common Stock | 2,976 | 2,976 | D |
| Employee Stock Options (right to buy)F6,F13 | $176.43 | holding | — | — | — | — | Feb 22, 2033 | Common Stock | 3,554 | 3,554 | D |
| Employee Stock Options (right to buy)F6,F14 | $179.34 | holding | — | — | — | — | Feb 28, 2034 | Common Stock | 3,890 | 3,890 | D |
| Employee Stock Options (right to buy)F6,F15 | $193.90 | holding | — | — | — | — | Mar 2, 2035 | Common Stock | 3,530 | 3,530 | D |
| Employee Stock Options (right to buy)F6,F16 | $233.90 | holding | — | — | — | — | Feb 22, 2036 | Common Stock | 4,202 | 4,202 | D |
Explanation of responses
- F1On June 29, 2026, Honeywell International Inc. ("Honeywell") distributed a pro rata dividend to Honeywell shareowners of one share of common stock, par value $0.01 per share ("HONA Common Stock"), of Honeywell Aerospace Inc., a Delaware corporation ("HONA"), for every two shares of Honeywell common stock, par value $1.00 per share, held by each holder of record as of the close of business on June 15, 2026, to effect the previously announced spin-off of HONA from Honeywell.
- F10The restricted stock units will vest on March 3, 2028.
- F1133% of the restricted stock units will vest on February 23, 2027, 33% of the restricted stock units will vest on February 23, 2028 and 34% of the restricted stock units will vest on February 23, 2029.
- F12The employee stock options are fully vested.
- F1375% of the employee stock options are fully vested and 25% of the employee stock options will vest on February 23, 2027.
- F1450% of the employee stock options are fully vested and 25% of the employee stock options will vest on each of March 1, 2027 and March 1, 2028, respectively.
- F1525% of the employee stock options are fully vested and 25% of the employee stock options will vest on each of March 3, 2027, March 3, 2028 and March 3, 2029, respectively.
- F16The employee stock options will vest on February 23, 2029.
- F2HONA Common Stock held indirectly by the reporting person in the Honeywell Aerospace 401(k) Plan will be voluntarily reported following the Honeywell Aerospace 401(k) Plan blackout period.
- F3Instrument converts to HONA Common stock on a one-for-one basis.
- F4Performance stock units that were received by the reporting person when the reporting person was employed by Honeywell, 50% of which vested upon the successful completion of the spin-off of HONA from Honeywell on June 29, 2026 and 50% of which will vest on June 29, 2027, and were converted into restricted stock units of HONA Common Stock in accordance with the Employee Matters Agreement, dated July 29, 2026 between Honeywell and HONA.
- F5Excludes reinvestment of dividend equivalents during the vesting period.
- F6Represents equity awards originally granted by Honeywell that have been adjusted or converted into equity awards of HONA in connection with the spin-off of HONA from Honeywell in accordance with the Employee Matters Agreement, dated July 29, 2026, between HONA and Honeywell.
- F7The restricted stock units will vest on July 30, 2026.
- F8The restricted stock units will vest on March 1, 2027.
- F933% of the restricted stock units will vest on August 1, 2026, 33% of the restricted stock units will vest on August 1, 2027 and 34% of the restricted stock units will vest on August 1, 2028.