SEC Form 4 · accession 0001140361-26-028137
AtaiBeckley Inc. · ATAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hershberg
Director
Period of report
Jul 7, 2026
Accepted (ET)
Jul 9, 2026 · 5:30 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0002081043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2026 | M | 48,858 | $1.35 | A | 48,858 | D | |
| Common Stock | Jul 7, 2026 | M | 51,142 | $1.35 | A | 100,000 | D | |
| Common StockF2 | Jul 7, 2026 | S | 100,000 | $4.96 | D | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $1.35 | Jul 7, 2026 | M | 48,858 | D | — | Jun 8, 2030 | Common Stock | 48,858 | 48,858 | D |
| Stock OptionF3 | $1.35 | Jul 7, 2026 | M | 51,142 | D | — | Jul 8, 2030 | Common Stock | 51,142 | 404,869 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 7, 2026.
- F2The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $4.90 to $5.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3The stock option is fully vested.