SEC Form 4 · accession 0001140361-26-026787
AtaiBeckley Inc. · ATAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin James Craig
Officer — Chief Medical Officer
Period of report
Jun 25, 2026
Accepted (ET)
Jun 29, 2026 · 6:00 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0002081043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2026 | M | 33,051 | $1.50 | A | 41,488 | D | |
| Common Stock | Jun 25, 2026 | M | 9,528 | $1.18 | A | 51,016 | D | |
| Common Stock | Jun 25, 2026 | S | 42,579 | $4.51 | D | 8,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $1.50 | Jun 25, 2026 | M | 33,051 | D | — | Mar 3, 2035 | Common Stock | 33,051 | 673,808 | D |
| Stock OptionF4 | $1.18 | Jun 25, 2026 | M | 9,528 | D | — | Mar 14, 2033 | Common Stock | 9,528 | 28,608 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2025.
- F2The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $4.50 to $4.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
- F3The stock option vested as to 25% of the underlying shares on January 1, 2026, with the remaining underlying shares vesting in 36 substantially equal monthly installments thereafter.
- F4The stock option vested as to 25% of the underlying shares on March 14, 2024, with the remaining underlying shares vesting in 36 substantially equal monthly installments thereafter.