SEC Form 4 · accession 0001562180-17-000324
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joseph Fallon
Officer — VP-Chief Financial Officer
Period of report
Jan 23, 2017
Accepted (ET)
Jan 23, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 2,735 | $33.96 | A | 7,182 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 1,866 | $83.00 | D | 5,316 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 25,000 | $49.91 | A | 30,316 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 19,209 | $83.00 | D | 11,107 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 35,000 | $45.19 | A | 46,107 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 25,745 | $83.00 | D | 20,362 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 26,250 | $61.57 | A | 46,612 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 22,316 | $83.00 | D | 24,296 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 18,750 | $63.22 | A | 43,046 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 16,157 | $83.00 | D | 26,889 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 9,375 | $46.45 | A | 36,264 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 6,979 | $83.00 | D | 29,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00 | $33.96 | Jan 23, 2017 | M | 2,735 | D | Jan 12, 2014 | Jan 11, 2020 | Common Stock Par Value $1.00 | 2,735 | 0 | D |
| Common Stock Par Value $1.00 | $49.91 | Jan 23, 2017 | M | 25,000 | D | Dec 12, 2015 | Dec 11, 2021 | Common Stock Par Value $1.00 | 25,000 | 0 | D |
| Common Stock Par Value $1.00 | $45.19 | Jan 23, 2017 | M | 35,000 | D | Dec 17, 2016 | Dec 16, 2022 | Common Stock Par Value $1.00 | 35,000 | 0 | D |
| Common Stock Par Value $1.00 | $61.57 | Jan 23, 2017 | M | 26,250 | D | Dec 16, 2017 | Dec 15, 2023 | Common Stock Par Value $1.00 | 26,250 | 8,750 | D |
| Common Stock Par Value $1.00 | $63.22 | Jan 23, 2017 | M | 18,750 | D | Jan 20, 2017 | Jan 19, 2025 | Common Stock Par Value $1.00 | 18,750 | 18,750 | D |
| Common Stock Par Value $1.00 | $46.45 | Jan 23, 2017 | M | 9,375 | D | Jan 18, 2017 | Jan 17, 2026 | Common Stock Par Value $1.00 | 9,375 | 28,125 | D |
Explanation of responses
- F1Withholding of Common Stock Par Value $1.00 shares as settlement for option costs and taxes.