SEC Form 4 · accession 0001562180-17-000323
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Wolfson
Officer — VP, General Counsel
Period of report
Jan 23, 2017
Accepted (ET)
Jan 23, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 2,500 | $32.30 | A | 25,399 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 1,685 | $83.00 | D | 23,714 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 25,000 | $42.86 | A | 48,714 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 17,976 | $83.00 | D | 30,738 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 25,000 | $49.91 | A | 55,738 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 19,215 | $83.00 | D | 36,523 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 27,500 | $45.19 | A | 64,023 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 20,228 | $83.00 | D | 43,795 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 6,875 | $63.22 | A | 50,670 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 5,924 | $83.00 | D | 44,746 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 6,875 | $46.45 | A | 51,621 | D | |
| Common Stock Par Value $1.00F1 | Jan 23, 2017 | F | 5,118 | $83.00 | D | 46,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00 | $32.30 | Jan 23, 2017 | M | 2,500 | D | Dec 13, 2013 | Dec 13, 2019 | Common Stock Par Value $1.00 | 2,500 | 0 | D |
| Common Stock Par Value $1.00 | $42.86 | Jan 23, 2017 | M | 25,000 | D | Dec 13, 2014 | Dec 12, 2020 | Common Stock Par Value $1.00 | 25,000 | 0 | D |
| Common Stock Par Value $1.00 | $49.91 | Jan 23, 2017 | M | 25,000 | D | Dec 12, 2015 | Dec 11, 2021 | Common Stock Par Value $1.00 | 25,000 | 0 | D |
| Common Stock Par Value $1.00 | $45.19 | Jan 23, 2017 | M | 27,500 | D | Dec 17, 2016 | Dec 16, 2022 | Common Stock Par Value $1.00 | 27,500 | 0 | D |
| Common Stock Par Value $1.00 | $63.22 | Jan 23, 2017 | M | 6,875 | D | Jan 20, 2016 | Jan 19, 2025 | Common Stock Par Value $1.00 | 6,875 | 13,750 | D |
| Common Stock Par Value $1.00 | $46.45 | Jan 23, 2017 | M | 6,875 | D | Jan 18, 2017 | Jan 17, 2026 | Common Stock Par Value $1.00 | 6,875 | 20,625 | D |
Explanation of responses
- F1Withholding of Common Stock Par Value $1.00 shares as settlement for option costs and taxes.