SEC Form 4 · accession 0001562180-17-000321
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lindsay
Officer — VP-Admin. & Chief Admin. Off.
Period of report
Jan 20, 2017
Accepted (ET)
Jan 23, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | Jan 20, 2017 | M | 360 | $83.00 | A | 13,369 | D | |
| Common Stock Par Value $1.00F2 | Jan 20, 2017 | F | 143 | $83.00 | D | 13,226 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 22,000 | $42.86 | A | 35,226 | D | |
| Common Stock Par Value $1.00F2 | Jan 23, 2017 | F | 15,890 | $83.00 | D | 19,336 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 17,000 | $49.91 | A | 36,336 | D | |
| Common Stock Par Value $1.00F2 | Jan 23, 2017 | F | 13,066 | $83.00 | D | 23,270 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 18,000 | $45.19 | A | 41,270 | D | |
| Common Stock Par Value $1.00F2 | Jan 23, 2017 | F | 13,241 | $83.00 | D | 28,029 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 14,250 | $61.57 | A | 42,279 | D | |
| Common Stock Par Value $1.00F2 | Jan 23, 2017 | F | 12,115 | $83.00 | D | 30,164 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 9,500 | $63.22 | A | 39,664 | D | |
| Common Stock Par Value $1.00F2 | Jan 23, 2017 | F | 8,186 | $83.00 | D | 31,478 | D | |
| Common Stock Par Value $1.00 | Jan 23, 2017 | M | 4,750 | $46.45 | A | 36,228 | D | |
| Common Stock Par Value $1.00F2 | Jan 23, 2017 | F | 3,536 | $83.00 | D | 32,692 | D | |
| Common Stock Par Value $1.00 | holding | — | — | — | 11,002 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $62.33 | Jan 20, 2017 | M | 360 | D | — | — | Common Stock Par Value $1.00 | 360 | 719 | D |
| Common Stock Par Value $1.00 | $42.86 | Jan 23, 2017 | M | 22,000 | D | Dec 13, 2014 | Dec 12, 2020 | Common Stock Par Value $1.00 | 22,000 | 0 | D |
| Common Stock Par Value $1.00 | $49.91 | Jan 23, 2017 | M | 17,000 | D | Dec 12, 2015 | Dec 11, 2021 | Common Stock Par Value $1.00 | 17,000 | 0 | D |
| Common Stock Par Value $1.00 | $45.19 | Jan 23, 2017 | M | 18,000 | D | Dec 17, 2016 | Dec 16, 2022 | Common Stock Par Value $1.00 | 18,000 | 0 | D |
| Common Stock Par Value $1.00 | $61.57 | Jan 23, 2017 | M | 14,250 | D | Dec 16, 2016 | Dec 15, 2023 | Common Stock Par Value $1.00 | 14,250 | 4,750 | D |
| Common Stock Par Value $1.00 | $63.22 | Jan 23, 2017 | M | 9,500 | D | Jan 20, 2017 | Jan 19, 2025 | Common Stock Par Value $1.00 | 9,500 | 9,500 | D |
| Common Stock Par Value $1.00 | $46.45 | Jan 23, 2017 | M | 4,750 | D | Jan 18, 2017 | Jan 17, 2026 | Common Stock Par Value $1.00 | 4,750 | 14,250 | D |
Explanation of responses
- F1RSU's will vest 25% on 01/20/2016, 2017, 2018, and 2019.
- F2Withholding of Common Stock Par Value $1.00 shares as settlement for option costs and taxes.