SEC Form 4 · accession 0001562180-16-003851
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith A White
Officer — President - CLARCOR AFG
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | Dec 16, 2016 | M | 175 | $82.37 | A | 1,021 | D | |
| Common Stock Par Value $1.00 | Dec 16, 2016 | F | 82 | $82.37 | D | 939 | D | |
| Common Stock Par Value $1.00 | Dec 20, 2016 | M | 5,625 | $61.57 | A | 6,564 | D | |
| Common Stock Par Value $1.00F2 | Dec 20, 2016 | F | 4,866 | $82.33 | D | 1,698 | D | |
| Common Stock Par Value $1.00 | Dec 20, 2016 | M | 3,125 | $63.22 | A | 4,823 | D | |
| Common Stock Par Value $1.00F2 | Dec 20, 2016 | F | 2,737 | $82.33 | D | 2,086 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $61.57 | Dec 16, 2016 | M | 175 | D | — | — | Common Stock Par Value $1.00 | 712 | 174 | D |
| Common Stock Par Value $1.00 | $61.57 | Dec 20, 2016 | M | 5,625 | D | Dec 16, 2016 | Dec 15, 2023 | Common Stock Par Value $1.00 | 5,625 | 1,875 | D |
| Common Stock Par Value $1.00 | $63.22 | Dec 20, 2016 | M | 3,125 | D | Jan 20, 2016 | Jan 19, 2025 | Common Stock Par Value $1.00 | 3,125 | 9,375 | D |
Explanation of responses
- F125% vesting occurs on 12/16/2014, 2015, 2016, 2017
- F2Withholding of Common Stock Par Value $1.00 shares as settlement for option costs and taxes.