SEC Form 4 · accession 0001562180-16-003850
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard M Wolfson
Officer — VP, General Counsel
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | Dec 16, 2016 | M | 616 | $82.37 | A | 18,806 | D | |
| Common Stock Par Value $1.00 | Dec 16, 2016 | F | 259 | $82.37 | D | 18,547 | D | |
| Common Stock Par Value $1.00F2 | Dec 17, 2016 | M | 693 | $82.37 | A | 19,240 | D | |
| Common Stock Par Value $1.00 | Dec 17, 2016 | F | 291 | $82.37 | D | 18,949 | D | |
| Common Stock Par Value $1.00 | Dec 19, 2016 | M | 20,625 | $61.57 | A | 39,574 | D | |
| Common StockF3 | Dec 19, 2016 | F | 17,602 | $82.37 | D | 21,972 | D | |
| Common Stock Par Value $1.00 | Dec 19, 2016 | M | 6,875 | $63.22 | A | 28,847 | D | |
| Common Stock Par Value $1.00F3 | Dec 19, 2016 | F | 5,948 | $82.37 | D | 22,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $61.57 | Dec 16, 2016 | M | 616 | D | — | — | Common Stock Par Value $1.00 | 616 | 616 | D |
| Common Stock Par Value $1.00F2 | $45.19 | Dec 17, 2016 | M | 693 | D | — | — | Common Stock Par Value $1.00 | 693 | 0 | D |
| Common Stock Par Value $1.00 | $63.22 | Dec 19, 2016 | M | 20,625 | D | Dec 16, 2016 | Jan 19, 2025 | Common Stock Par Value $1.00 | 20,625 | 6,875 | D |
| Common Stock Par Value $1.00 | $61.57 | Dec 19, 2016 | M | 6,875 | D | Dec 15, 2016 | Dec 15, 2023 | Common Stock Par Value $1.00 | 6,875 | 20,625 | D |
Explanation of responses
- F125% vesting occurs on 12/16/2014, 2015, 2016, 2017
- F225% vesting occurs on 12/17/2013, 2014, 2015, 2016.
- F3Withholding of Common Stock Par Value $1.00 shares as settlement for option costs and taxes.