SEC Form 4 · accession 0001562180-16-003849
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lindsay
Officer — VP-Admin. & Chief Admin. Off.
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | Dec 16, 2016 | M | 403 | $82.37 | A | 12,209 | D | |
| Common Stock Par Value $1.00 | Dec 16, 2016 | F | 160 | $82.37 | D | 12,049 | D | |
| Common Stock Par Value $1.00F2 | Dec 17, 2016 | M | 358 | $82.37 | A | 12,407 | D | |
| Common Stock Par Value $1.00 | Dec 17, 2016 | F | 142 | $82.37 | D | 12,265 | D | |
| Common Stock Par Value $1.00 | holding | — | — | — | 11,002 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $61.57 | Dec 16, 2016 | M | 403 | D | — | — | Common Stock Par Value $1.00 | 403 | 403 | D |
| Common Stock Par Value $1.00F2 | $45.19 | Dec 17, 2016 | M | 358 | D | — | — | Common Stock Par Value $1.00 | 358 | 0 | D |
Explanation of responses
- F125% vesting occurs on 12/16/2014, 2015, 2016, 2017
- F225% vesting occurs on 12/17/2013, 2014, 2015, 2016.