SEC Form 4 · accession 0001562180-16-003847
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Conway
Officer — President and CEO
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | Dec 16, 2016 | M | 1,706 | $82.37 | A | 16,729 | D | |
| Common Stock Par Value $1.00 | Dec 16, 2016 | F | 676 | $82.37 | D | 16,053 | D | |
| Common Stock Par Value $1.00F2 | Dec 17, 2016 | M | 2,000 | $82.37 | A | 18,053 | D | |
| Common Stock Par Value $1.00 | Dec 17, 2016 | F | 792 | $82.37 | D | 17,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $61.57 | Dec 16, 2016 | M | 1,706 | D | — | — | Common Stock Par Value $1.00 | 1,706 | 1,704 | D |
| Common Stock Par Value $1.00F2 | $45.19 | Dec 17, 2016 | M | 2,000 | D | — | — | Common Stock Par Value $1.00 | 2,000 | 0 | D |
Explanation of responses
- F125% vesting occurs on 12/16/2014, 2015, 2016, 2017
- F225% vesting occurs on 12/17/2013, 2014, 2015, 2016.