SEC Form 4 · accession 0000020740-16-000173
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lindsay
Officer — VP-Admin. & Chief Admin. Off.
Period of report
Jul 11, 2016
Accepted (ET)
Jul 12, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00 | Jul 11, 2016 | M | 13,870 | $32.78 | A | 25,676 | D | |
| Common Stock Par Value $1.00 | Jul 11, 2016 | S | 13,870 | $62.14 | D | 11,806 | D | |
| Common Stock Par Value $1.00 | Jul 12, 2016 | M | 8,130 | $32.78 | A | 19,936 | D | |
| Common Stock Par Value $1.00 | Jul 12, 2016 | S | 8,130 | $62.14 | D | 11,806 | D | |
| Common Stock Par Value $1.00 | Jul 12, 2016 | M | 22,000 | $32.30 | A | 33,806 | D | |
| Common Stock Par Value $1.00 | Jul 12, 2016 | S | 22,000 | $62.14 | D | 11,806 | D | |
| Common Stock Par Value $1.00 | holding | — | — | — | 11,002 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $32.78 | Jul 11, 2016 | M | 13,870 | D | Dec 14, 2008 | Dec 13, 2018 | common stock | 13,870 | 8,130 | D |
| Common Stock Par Value $1.00F1 | $32.78 | Jul 12, 2016 | M | 8,130 | D | Dec 14, 2008 | Dec 13, 2018 | common stock | 8,130 | 0 | D |
| Common Stock Par Value $1.00F1 | $32.30 | Jul 12, 2016 | M | 22,000 | D | Dec 13, 2009 | Dec 12, 2019 | Common Stock Par Value $1.00 | 22,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options granted on the reference date become exercisable in four equal annual installments beginning on the first anniversary of the grant date.