SEC Form 4 · accession 0000020740-15-000096
CLARCOR INC. · CLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lindsay
Officer — VP-Admin. & Chief Admin. Off.
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | Dec 16, 2015 | M | 404 | $48.85 | A | 11,551 | D | |
| Common Stock Par Value $1.00 | Dec 16, 2015 | F | 170 | $48.85 | D | 11,381 | D | |
| Common Stock Par Value $1.00F2 | Dec 17, 2015 | M | 359 | $45.19 | A | 11,740 | D | |
| Common Stock Par Value $1.00 | Dec 17, 2015 | F | 151 | $48.56 | D | 11,589 | D | |
| Common Stock Par Value $1.00F3 | holding | — | — | — | 11,002 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $1.00F1 | $61.57 | Dec 16, 2015 | M | 404 | D | — | — | Common Stock Par Value $1.00 | 404 | 806 | D |
| Common Stock Par Value $1.00F2 | $45.19 | Dec 17, 2015 | M | 359 | D | — | — | Common Stock Par Value $1.00 | 359 | 358 | D |
Explanation of responses
- F1RSU's vested 25% 12/16/2014, 2015, 2016, 2017.
- F2RSU's vested 2%% 12/17/2013, 2014, 2015, 2016.
- F3Transaction was a bona-fide gift of shares by transfer to alternate family member