SEC Form 4 · accession 0001316331-26-000013
Gloo Holdings, Inc. · GLOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick P Gelsinger
Officer — See Remarks · Director
Period of report
Sep 14, 2026
Accepted (ET)
Sep 14, 2026 · 8:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002069785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 14, 2026 | P | 25,000 | $3.4493 | A | 390,499 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 55,976 | 55,976 | I |
| Class B Common StockF5,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 55,977 | 55,977 | I |
| Class B Common StockF6,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 55,977 | 55,977 | I |
| Class B Common StockF7,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 55,977 | 55,977 | I |
| Class B Common StockF8,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 355,934 | 355,934 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 159,745 | 159,745 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 128,205 | 128,205 | D |
Explanation of responses
- F1The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F2Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.
- F3The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.
- F4Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
- F5Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
- F6Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
- F7Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
- F8Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares.
Remarks
Executive Chair and Head of Technology