SEC Form 4 · accession 0001628280-26-062099
Neptune Insurance Holdings Inc. · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Winant Carlon
Director
Period of report
Sep 14, 2026
Accepted (ET)
Sep 15, 2026 · 5:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002067129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 14, 2026 | S | 50,000 | $31.1519 | D | 603,500 | D | |
| Class A Common StockF3 | holding | — | — | — | 511,000 | I | Held by the Carlon Family Trust, dated May 7, 2024 | |
| Class A Common StockF4 | holding | — | — | — | 4,599,000 | I | Held by the JWC Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $31.37, inclusive. The reporting person undertakes to provide to Neptune Insurance Holdings Inc., any security holder of Neptune Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Includes 73,500 shares of Class A Common Stock underlying an award of time-based restricted stock units, as amended. The restricted stock units vest as to 24,500 shares on September 30, 2026 and as to 6,125 shares on the last day of each calendar quarter thereafter through September 30, 2028, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.
- F3The Reporting Person and Alexis Carlon are the trustees of the trust.
- F4The Reporting Person and Steve Wynne are the trustees of the trust.