SEC Form 4 · accession 0001628280-26-061284
Neptune Insurance Holdings Inc. · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Steiner
Officer — Chief Financial Officer · Director
Period of report
Sep 9, 2026
Accepted (ET)
Sep 10, 2026 · 2:12 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002067129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 9, 2026 | J | 400,000 | — | D | 3,349,050 | D | |
| Class A Common StockF2 | Sep 9, 2026 | J | 400,000 | — | A | 400,000 | I | By Self as Trustee of the Living Trust of James Edward Steiner dated July 7, 2016 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction represents a transfer of shares, for no consideration, from the Reporting Person's individual name into a revocable trust of which the Reporting Person is the sole grantor, the sole trustee and the sole current beneficiary. The transfer effected only a change in the form of the Reporting Person's beneficial ownership and did not change his pecuniary interest in the shares. The Reporting Person's total beneficial ownership of Class A Common Stock was unchanged at 3,749,050 shares immediately before and immediately after the transfer.
- F2The shares were transferred for no consideration. Accordingly, no price per share is reported.