SEC Form 4 · accession 0001193125-26-329069
Neptune Insurance Holdings Inc. · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Gene Yoon
10% Owner
Bregal Sagemount Management LP
10% Owner
BSIV Hold 101 GP, LLC
10% Owner
BSIV Hold 101, LP
10% Owner
Period of report
Jul 29, 2026
Accepted (ET)
Jul 31, 2026 · 7:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002067129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 29, 2026 | S | 1,632,160 | $33.22 | D | 12,620,558 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are held directly by BSIV Hold 101, LP ("BSIV 101"). BSIV 101 is managed by BSIV Hold 101 GP, LLC, its general partner, which is managed by Bregal Sagemount IV General Partner Jersey Limited, its sole member, which is managed by a board of directors and is ultimately 100% owned by Gene Yoon. Bregal Sagemount Management LP, which is majority owned by Gene Yoon, is the investment advisor to BSIV 101.
- F2Each of the reporting persons disclaims beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by any reporting person of beneficial ownership of the reported securities.