SEC Form 4 · accession 0001493152-26-039021
Figure Technology Solutions, Inc. · FIGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Todd Stevens
Officer — Chief Capital Officer
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0002064124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 14, 2026 | M | 38,281 | $4.82 | A | 424,249 | D | |
| Class A Common StockF2 | Aug 14, 2026 | S | 40,778 | $31.2573 | D | 383,471 | D | |
| Class A Common StockF3 | Aug 14, 2026 | S | 6,135 | $32.0295 | D | 377,336 | D | |
| Class A Common StockF4 | Aug 14, 2026 | S | 737 | $32.9439 | D | 376,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $4.82 | Aug 14, 2026 | M | 38,281 | D | — | Nov 11, 2034 | Class A Common Stock | 38,281 | 497,657 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.70 to $31.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.70 to $32.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.18. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The option vested with respect to one quarter of the underlying shares on November 11, 2025, and with respect to the remaining shares in 36 monthly installments thereafter.