SEC Form 3 · accession 0000020629-18-000095
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith W Pfeil
Officer — Exec. VP and CFO
Period of report
Aug 29, 2018
Accepted (ET)
Sep 10, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value) | holding | — | — | — | 1,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock ($.10 par value) | 1,000 | — | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock ($.10 par value) | 950 | — | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock ($.10 par value) | 3,000 | — | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock ($.10 par value) | 2,750 | — | D |
Explanation of responses
- F1Subject to service-based vesting conditions, 50% of the restricted stock units are automatically converted into shares of Issuer common stock on a 1-to-1 basis on each of the 3rd and 4th anniversaries of the grant date, May 31, 2016.
- F2Subject to service-based vesting conditions, 50% of the restricted stock units are automatically converted into shares of Issuer common stock on a 1-to-1 basis on each of the 3rd and 4th anniversaries of the grant date, June 12, 2017.
- F3Subject to service-based vesting conditions, 50% of the restricted stock units are automatically converted into shares of Issuer common stock on a 1-to-1 basis on each of the 3rd and 4th anniversaries of the grant date, November 10, 2017.
- F4Subject to service-based vesting conditions, 25% of the restricted stock units are automatically converted into shares of Issuer common stock on a 1-to-1 basis on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date, May 29, 2018.