SEC Form 4 · accession 0000020629-17-000097
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca C Matthias
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value)F1,F2 | Aug 15, 2017 | M | 10,000 | — | A | 70,721 | D | |
| Common Stock ($.10 par value)F1,F2 | Aug 15, 2017 | D | 10,000 | — | D | 60,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 15, 2017 | M | 10,000 | D | — | — | Common Stock ($.10 par value) | 10,000 | 0 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") previously granted by the Board of Directors on August 11, 2015. On August 15, 2017, upon the satisfaction of service-based vesting conditions, each RSU was settled automatically for a cash payment in an amount equal to the then fair market value of a share of Issuer Common Stock.
- F2Includes 34,721 shares held jointly by the reporting person and the reporting person's spouse.