SEC Form 4 · accession 0000020629-17-000087
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca C Matthias
Director
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value)F1,F2 | Jul 31, 2017 | M | 10,000 | $0.00 | A | 60,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Jul 31, 2017 | M | 10,000 | D | Jul 31, 2017 | Jul 31, 2017 | Common Stock ($.10 par value) | 10,000 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Aug 1, 2017 | A | 10,000 | A | Jul 30, 2018 | Jul 30, 2018 | Common Stock ($.10 par value) | 10,000 | 10,000 | D |
Explanation of responses
- F1Reflects shares acquired upon vesting of restricted stock units ("RSUs") previously granted under the 2013 Equity Compensation Plan. Upon vesting, RSUs are converted into shares of Issuer common stock on a 1-to-1 basis.
- F2Includes 34,721 shares held jointly by the reporting person and the reporting person's spouse.
- F3Reflects RSUs granted under the 2013 Equity Compensation Plan, as amended. Subject to the satisfaction of service-based vesting conditions, each RSU will be automatically converted into one share of Issuer common stock on July 30, 2018.