SEC Form 4 · accession 0000020629-16-000227
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carey Edwards
Officer — EVP - Sales
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.10 par value) | Dec 16, 2016 | M | 4,250 | $18.48 | A | 11,813 | D | |
| Common Stock ($0.10 par value) | Dec 16, 2016 | F | 3,267 | $28.37 | D | 8,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF1 | $18.48 | Dec 16, 2016 | M | 4,250 | D | May 21, 2013 | May 21, 2019 | Common Stock | 4,250 | 0 | D |
Explanation of responses
- F1Reflects the first anniversary of the date of grant for stock options granted under a Rule 16b-3 plan. Options vest and become exercisable in equal installments on each of the first, second, third and fourth anniversaries of the grant date. Vested options remain exercisable until the expiration date.