SEC Form 4 · accession 0000020629-16-000225
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca C Matthias
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.10 par value)F1 | Nov 17, 2016 | M | 4,000 | $21.25 | A | 50,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF2 | $21.25 | Nov 17, 2016 | M | 4,000 | D | Nov 30, 2012 | Nov 30, 2016 | Common Stock ($0.10 par value) | 4,000 | 0 | D |
Explanation of responses
- F1Includes 34,721 shares held jointly by the reporting person and the reporting person's spouse.
- F2Reflects the 1st anniversary of the grant date for options granted under the 2011 Stock Option Plan for Non-Employee Directors. Twenty-five percent (25%) of the optioned securities became exercisable on each of the first four anniversaries of the grant date. To the extent not exercised, installments are cumulative.