SEC Form 4 · accession 0000020629-16-000200
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A Paccapaniccia
Officer — EVP
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value) | Aug 22, 2016 | M | 17,250 | $18.48 | A | 59,325 | D | |
| Common Stock ($.10 par value) | Aug 22, 2016 | F | 13,810 | $26.07 | D | 45,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF1 | $18.48 | Aug 22, 2016 | M | 17,250 | D | May 21, 2013 | May 21, 2019 | Common Stock | 17,250 | 0 | D |
Explanation of responses
- F1Reflects first anniversary of the date of grant for options granted pursuant to a Rule 16b-3 plan. Options are exercisable in installments of 25% of the optioned securities on and after the first anniversary of the date of grant and to the extent of an additional 25% of the optioned securities on and after the 2nd, 3rd and 4th anniversaries of the date of grant. To the extent not exercised, installments are cumulative.