SEC Form 4 · accession 0000020629-16-000103
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christian A Sorensen
Officer — VP - Operations
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value) | Jan 20, 2016 | M | 1,500 | $19.28 | A | 12,595 | D | |
| Common Stock ($.10 par value) | Jan 20, 2016 | M | 6,275 | $18.25 | A | 18,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF1 | $19.28 | Jan 20, 2016 | M | 1,500 | D | May 25, 2011 | May 25, 2017 | Common Stock | 1,500 | 0 | D |
| Call (Stock) OptionF1 | $18.25 | Jan 20, 2016 | M | 6,275 | D | May 27, 2012 | May 27, 2018 | Common Stock | 6,275 | 725 | D |
Explanation of responses
- F1Reflects the 1st anniversary of the grant date for options granted under the 2004 Equity Compensation Plan. Twenty-five percent (25%) of the optioned securities became exercisable on each of the first four anniversaries of the grant date. To the extent not exercised, installments are cumulative.