SEC Form 4 · accession 0000020629-16-000100
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A Paccapaniccia
Officer — VP & Chief Financial Officer
Period of report
Jan 19, 2016
Accepted (ET)
Jan 20, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value) | Jan 19, 2016 | M | 10,000 | $19.28 | A | 22,211 | D | |
| Common Stock ($.10 par value) | Jan 19, 2016 | M | 15,000 | $18.25 | A | 37,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF1 | $19.28 | Jan 19, 2016 | M | 10,000 | D | May 25, 2011 | May 25, 2017 | Common Stock | 10,000 | 0 | D |
| Call (Stock) OptionF1 | $18.25 | Jan 19, 2016 | M | 15,000 | D | May 27, 2012 | May 27, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Reflects the 1st anniversary of the grant date for options granted under the 2004 Equity Compensation Plan. Twenty-five percent (25%) of the optioned securities became exercisable on each of the first four anniversaries of the grant date. To the extent not exercised, installments are cumulative.