SEC Form 4 · accession 0000020629-15-000084
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cara Farley
Officer — Sr. VP - Marketing
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF1 | $27.18 | Oct 30, 2015 | A | 8,000 | A | Oct 30, 2016 | Oct 30, 2022 | Common Stock | 8,000 | 8,000 | D |
| Restricted Stock UnitsF2 | $0.00 | Oct 30, 2015 | A | 4,000 | A | Oct 30, 2018 | Oct 30, 2019 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Reflects first anniversary of the date of grant for options granted pursuant to a Rule 16b-3 plan. Options are exercisable in installments of 25% of the optioned securities on and after the first anniversary of the date of grant and to the extent of an additional 25% of the optioned securities on and after the 2nd, 3rd and 4th anniversaries of the date of grant. To the extent not exercised, installments are cumulative.
- F2Fifty percent (50%) of restricted stock units are automatically converted, one a 1-for-1 basis, into shares of Issuer common stock on each of the third and fourth anniversaries of the grant date.