SEC Form 4 · accession 0001628280-26-049638
Sound Point Direct Lending BDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ASSURED GUARANTY LTD
10% Owner
Assured Guaranty US Holdings Inc.
10% Owner
Assured Guaranty Inc.
10% Owner
AG Asset Strategies LLC
10% Owner
Period of report
Jul 22, 2026
Accepted (ET)
Jul 24, 2026 · 5:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002061174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Jul 22, 2026 | P | 209,388 | $24.8343 | A | 1,212,106 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its sole member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.