SEC Form 4 · accession 0000905148-26-003548
Attovia Therapeutics, Inc. · ATTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 6, 2026
Accepted (ET)
Aug 10, 2026 · 4:12 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002058707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 6, 2026 | C | 2,311,870 | — | A | 2,311,870 | D | |
| Common StockF1,F2 | Aug 6, 2026 | C | 821,998 | — | A | 3,133,868 | D | |
| Common StockF1,F2 | Aug 6, 2026 | C | 665,147 | — | A | 3,799,015 | D | |
| Common StockF2 | Aug 6, 2026 | P | 382,352 | $17.00 | A | 4,181,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2,F1 | — | Aug 6, 2026 | C | 21,477,273 | D | — | — | Common Stock | 2,311,870 | 0 | D |
| Series B Preferred StockF2,F1 | — | Aug 6, 2026 | C | 7,636,362 | D | — | — | Common Stock | 821,998 | 0 | D |
| Series C Preferred StockF2,F1 | — | Aug 6, 2026 | C | 6,179,219 | D | — | — | Common Stock | 665,147 | 0 | D |
Explanation of responses
- F1In connection with the completion of the Issuer's initial public offering of its common stock ("Common Stock"), each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of Common Stock on a one-for-one basis, as adjusted to reflect the 1-for-9.29 reverse stock split of the Common Stock effected on July 29, 2026, without payment of further consideration.
- F2These securities are held directly by venBio Global Strategic Fund IV, L.P. ("Fund IV"). venBio Global Strategic GP IV, LLC ("General Partner IV") is the sole general partner of Fund IV. Richard Gaster, Corey Goodman, and Aaron Royston are the members of General Partner IV, and, in reliance on the "rule of three," each disclaims beneficial ownership over the securities held directly by Fund IV.