SEC Form 5 · accession 0001127602-19-002373
FRONTIER COMMUNICATIONS CORP · FTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Shapiro
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 18, 2019 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2018 | C | 3,999 | $0.00 | A | 10,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Convertible Preferred StockF1 | — | Jun 29, 2018 | C | 3,000 | D | — | Jun 29, 2018 | Common Stock | 3,999 | 0 | D |
Explanation of responses
- F1The Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") automatically converted into shares of Frontier common stock on the mandatory conversion date (June 29, 2018), at a conversion rate of 1.3333 shares of common stock per share of preferred stock. Frontier issued cash in lieu of fractional shares.