SEC Form 4 · accession 0001127602-16-048279
FRONTIER COMMUNICATIONS CORP · FTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Shapiro
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Mar 31, 2016 | A | 2,269 | A | — | — | Common Stock | 2,269 | 123,048 | D |
| Phantom Stock UnitsF1 | — | Apr 1, 2016 | A | 5,484 | A | — | — | Common Stock | 5,484 | 128,532 | D |
Explanation of responses
- F1Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.
- F2Acquired pursuant to a dividend reinvestment feature of the Non-Employee Directors' Equity Incentive Plan.
- F3Quarterly payment of portion of annual retainer paid in the form of phantom stock units.