SEC Form 4/A · accession 0001127602-15-032147

FRONTIER COMMUNICATIONS CORP · FTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — EVP and General Counsel

Period of report

Nov 10, 2015

Accepted (ET)

Nov 20, 2015 · 3:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000020520

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Mandatory Convertible Preferred Stock^F3,F1,F2	—	Nov 10, 2015	P	1,000	A	—	Jun 29, 2018	Common Stock	20,000	1,000	D

F1The conversion price of the Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") on the mandatory conversion date (June 29, 2018) is dependent upon the market value of the Common Stock for a period of time prior to the mandatory conversion date as set forth in the Certificate of Designations of 11.125% Mandatory Convertible Preferred Stock, Series A, included as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed with the SEC on June 10, 2015 (the "Certificate of Designations"). The Series A Preferred Stock automatically converts into Common Stock on June 29, 2018, but holders may elect to convert shares of Series A Preferred Stock into Common Stock at any time prior to such date at a conversion price of 17.0213 shares of Common Stock per share of Series A Preferred Stock.
F2See note (1). If the price of the Common Stock during the period of time prior to the mandatory conversion date were equal to $5.00 per share or less, each share of Series A Preferred Stock would convert into 20 shares of Common Stock on the mandatory conversion date.
F3The transaction occurred at $96.36 per share instead of the $100.00 liquidation preference.