SEC Form 4 · accession 0001127602-15-000358
FRONTIER COMMUNICATIONS CORP · FTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward Fraioli
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 1:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Dec 31, 2014 | A | 1,366 | A | — | — | Common Stock | 1,366 | 92,462 | D |
| Phantom Stock UnitsF1 | — | Dec 31, 2014 | A | 937 | A | — | — | Common Stock | 937 | 93,399 | D |
| Phantom Stock UnitsF1 | — | Jan 2, 2015 | A | 3,577 | A | — | — | Common Stock | 3,577 | 96,976 | D |
Explanation of responses
- F1Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.
- F2Acquired pursuant to a dividend reinvestment feature of the Non-Employee Directors' Equity Incentive Plan.
- F3Pursuant to Reporting Person's election to receive stipends in phantom stock units.
- F4Quarterly payment of portion of annual retainer paid in the form of phantom stock units.