SEC Form 3 · accession 0001104659-26-073427
Factorial Energy Inc. · FAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Duva
Officer — General Counsel
Period of report
Jun 5, 2026
Accepted (ET)
Jun 12, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0002049662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | holding | — | — | — | 44,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.88 | holding | — | — | — | — | Jan 23, 2035 | Series A Common Stock | 52,913 | — | D |
| Stock Option (Right to Buy)F1 | $0.88 | holding | — | — | — | — | May 8, 2032 | Series A Common Stock | 366,840 | — | D |
| Stock Option (Right to Buy)F2 | $0.88 | holding | — | — | — | — | Aug 24, 2032 | Series A Common Stock | 190,207 | — | D |
| Stock Option (Right to Buy)F1 | $0.88 | holding | — | — | — | — | Mar 12, 2035 | Series A Common Stock | 168,104 | — | D |
| Stock Option (Right to Buy)F3 | $2.64 | holding | — | — | — | — | Oct 7, 2035 | Series A Common Stock | 295,446 | — | D |
| Stock Option (Right to Buy)F1 | $2.64 | holding | — | — | — | — | Oct 7, 2035 | Series A Common Stock | 15,260 | — | D |
Explanation of responses
- F1The shares underlying this option are fully vested and exercisable.
- F225% of the shares underlying this option vested on August 25, 2023, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
- F325% of the shares underlying this option shall vest on September 22, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
Remarks
Exhibit 24: Power of Attorney