SEC Form 4 · accession 0001127602-16-059426

VARIAN MEDICAL SYSTEMS INC · VAR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Elisha W Finney

Officer — Exec VP and CFO

Period of report

Aug 1, 2016

Accepted (ET)

Aug 3, 2016 · 5:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000203527

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 1, 2016	M	2,000	$57.90	A	7,195	D
Common Stock^F2	Aug 1, 2016	S	2,000	$94.8675	D	5,195	D
Common Stock	Aug 1, 2016	M	6,000	$57.90	A	11,195	D
Common Stock^F3	Aug 1, 2016	S	6,000	$94.8812	D	5,195	D
Common Stock	Aug 1, 2016	M	3,334	$57.90	A	8,529	D
Common Stock	Aug 1, 2016	M	4,000	$68.84	A	12,529	D
Common Stock^F4	Aug 1, 2016	S	7,334	$94.8807	D	5,195	D
Common Stock	Aug 1, 2016	M	4,000	$68.84	A	9,195	D
Common Stock^F5	Aug 1, 2016	S	4,000	$94.8795	D	5,195	D
Common Stock	Aug 1, 2016	M	6,000	$68.84	A	11,195	D
Common Stock^F6	Aug 1, 2016	S	6,000	$94.95	D	5,195	D
Common Stock	holding	—	—		—	22,126	I	By Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non Qualified Stock Option (Right to Buy)^F7	$57.90	Aug 1, 2016	M	2,000	D	—	Nov 11, 2018	Common Stock	2,000	9,334	D
Non Qualified Stock Option (Right to Buy)^F7	$57.90	Aug 1, 2016	M	6,000	D	—	Nov 11, 2018	Common Stock	6,000	3,334	D
Non Qualified Stock Option (Right to Buy)^F7	$57.90	Aug 1, 2016	M	3,334	D	—	Nov 11, 2018	Common Stock	3,334	0	D
Non Qualified Stock Option (Right to Buy)^F8	$68.84	Aug 1, 2016	M	4,000	D	—	Nov 9, 2019	Common Stock	4,000	25,668	D
Non Qualified Stock Option (Right to Buy)^F8	$68.84	Aug 1, 2016	M	4,000	D	—	Nov 9, 2019	Common Stock	4,000	21,668	D
Non Qualified Stock Option (Right to Buy)^F8	$68.84	Aug 1, 2016	M	6,000	D	—	Nov 9, 2019	Common Stock	6,000	15,668	D

Explanation of responses

F1This transaction is pursuant to the filer's SEC Rule10b5-1 Stock Plan
F2The 2,000 shares were sold in multiple transactions executed on the same day at prices ranging from $94.51 to $95.25. The detailed breakdown of executed sales will be furnished upon request.
F3The 6,000 shares were sold in multiple transactions executed on the same day at prices ranging from $94.47 to $95.32. The detailed breakdown of executed sales will be furnished upon request.
F4The 7,334 shares were sold in multiple transactions executed on the same day at prices ranging from $94.44 to $95.31. The detailed breakdown of executed sales will be furnished upon request.
F5The 4,000 shares were sold in multiple transactions executed on the same day at prices ranging from $94.50 to $95.31. The detailed breakdown of executed sales will be furnished upon request.
F6Amount of securities beneficially owned at end of reporting period reflect 184 shares purchased on April 29, 2016 under the Varian Medical Systems, Inc. Employee Stock Purchase Plan.
F7Stock option granted under the Varian Medical Systems, Inc. Second Amended and Restated 2005 Omnibus Stock Plan, which complies with Rule 16b-3. The option vests as follows: one third on 11/11/2012, and the remaining shares in 24 equal installments over the 24 months following the first vesting date.
F8Stock option granted under the Varian Medical Systems, Inc. Third Amended and Restated 2005 Omnibus Stock Plan, which complies with Rule 16b-3. The option vests as follows: one third on 11/09/2013, and the remaining shares in 24 equal installments over the 24 months following the first vesting date.