SEC Form 4 · accession 0001127602-15-004214
VARIAN MEDICAL SYSTEMS INC · VAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruediger Naumann-Etienne
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 5,000 | $70.91 | A | 5,000 | D | |
| Common Stock | Feb 2, 2015 | M | 5,000 | $70.05 | A | 10,000 | D | |
| Common StockF1 | Feb 2, 2015 | S | 10,000 | $91.8734 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F2 | $70.91 | Feb 2, 2015 | M | 5,000 | D | Feb 16, 2011 | Feb 16, 2018 | Common Stock | 5,000 | 0 | D |
| Non Qualified Stock Option (Right to Buy)F3 | $70.05 | Feb 2, 2015 | M | 5,000 | D | Feb 15, 2013 | Feb 15, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The 10,000 shares were sold in multiple transactions executed on the same day at prices ranging from $91.85 to $91.951. The detailed breakdown of executed sales will be furnished upon request.
- F2Stock option granted under the Varian Medical Systems, Inc. Second Amended and Restated 2005 Omnibus Stock Plan, which complies with Rule 16b-3.
- F3Stock option granted under the Varian Medical Systems, Inc. Third Amended and Restated 2005 Omnibus Stock Plan, which complies with Rule 16b-3.