SEC Form 4 · accession 0001140361-16-086689
ACETO CORP · ACET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans C Noetzli
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 11:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 14, 2016 | M | 6,199 | $8.05 | A | 85,572 | D | |
| COMMON STOCKF1 | Nov 14, 2016 | S | 6,000 | $18.3177 | D | 79,572 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.05 | Nov 14, 2016 | M | 6,199 | D | Dec 6, 2007 | Dec 6, 2017 | COMMON STOCK | 6,199 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0925 to $18.62. The reporting person undertakes to provide to Aceto, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.