SEC Form 4 · accession 0001140361-16-054846
ACETO CORP · ACET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Roth
Officer — Sr. Vice President & CFO
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 23, 2016 | M | 5,000 | $8.05 | A | 84,553 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 5,000 | $8.62 | A | 89,553 | D | |
| COMMON STOCKF1 | Feb 23, 2016 | S | 10,000 | $21.5432 | D | 79,553 | D | |
| COMMON STOCKF2 | Feb 23, 2016 | S | 7,000 | $21.486 | D | 72,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.05 | Feb 23, 2016 | M | 5,000 | D | Dec 6, 2007 | Dec 6, 2017 | COMMON STOCK | 5,000 | 31,000 | D |
| COMMON STOCK | $8.62 | Feb 23, 2016 | M | 5,000 | D | Dec 4, 2008 | Dec 4, 2018 | COMMON STOCK | 5,000 | 26,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.62, inclusive. The reporting person undertakes to provide to Aceto, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.48 to $21.487, inclusive. The reporting person undertakes to provide to Aceto, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.